Call the AIOFP on 1800 111 203

AIOFP Compliance Service

Compliance Service

Adviser Review Services

ACS provides Adviser Review Services by a professional panel of independent compliance professionals:

  • Frank Smith (QLD)
  • Stephan Kasanczuk (NSW)
  • Keith Hockley (WA)

They will review Financial Advisers/Planners and Mortgage Broker Advisers who are either Authorised Representatives or who have their own AFSL.

We currently have Reviewers located in QLD, NSW and WA but can undertake reviews across Australia. They will also provide value-add services as required and assist the business of the Adviser/Broker to ensure compliance with legislative and regulatory requirements but with a business overview with an effective approach to an adviser/consumer, cost-effective friendly service.

Register Today!

To discuss having Adviser Reviews, please call
Ray Bailey AIOFP Member Services Manager, on 0417 878 116